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Board of Directors Forum - Middle Market Capital Formation

October 10, 2017
7:30 AM to 10:00 AM EST

Boston College Club - 36th Floor
100 Federal Street
Boston, MA 02210
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Rachel Centrella
(617) 239-4183
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  • Summary
  • Agenda
  • Presenters
We invite you to attend our exclusive Board of Directors Forum. This event hosted by BDO USA, LLP features an intimate group format providing a platform for Board Members to discuss hot topics currently impacting their corporate governance roles.
 
Unlike for large public companies, capital formation for middle market companies is a minefield for the unwary. Varying degrees of trading liquidity, equity research coverage, and C-Suite and director experience often lead to equity capital market transactions that are sometimes needlessly dilutive. Our impressive panel of Adam Epstein of Third Creek Advisors, Craig DeDomenico of Stifel Financial Corp, and Joe Volman of Burns & Levinson will bring seasoned buy-side and sell-side perspectives to the issue in order to facilitate a robust, informative, and interactive debate.
 
We hope that you will join fellow directors to engage with our panelists and each other.
7:30 AM to 8:00 AM - Registration & Networking Breakfast

8:00 AM to 10:00 AM - Program

PANELISTS

Adam J. Epstein 
Adam is a former institutional investor, and, now, an advisor to CEOs and boards of pre-IPO and small-cap companies through his firm, Third Creek Advisors, LLC. He speaks monthly at corporate governance and investor conferences, and has given more than 80 keynote speeches since 2012. Adam is a key contributor to Nasdaq’s new Amplify small-cap content initiative, and a distinguished National Association of Corporate Directors Board Leadership Fellow and faculty member. He is the small-cap contributing editor for Directorship magazine, author of The Perfect Corporate Board: A Handbook for Mastering the Unique Challenges of Small-Cap Companies (McGraw Hill, 2012), and contributing author to The Handbook of Board Governance: A Comprehensive Guide for Public, Private and Not for Profit Board Members (Wiley, 2016). Prior to founding Third Creek, Adam co-founded and was a principal of Enable Capital Management, LLC. During his tenure, Enable’s special situation hedge funds invested in more than 500 small-cap financings. He has been featured in The Wall Street Journal, Bloomberg Businessweek and on CNN Presents. He earned a Juris Doctor from Boston University, and a Bachelor of Arts, cum laude, from Vassar College.

Josef B. Volman
Joseph is a Partner at Burns & Levinson. For over 25 years Joe has built his reputation as a deal maker in the business community. He dedicates himself to partnering with clients, serving as their strategic advisor to drive growth and realize the maximum return on their investments. As co-chair of the Business Law group, his practice focuses on the representation of public companies, investment banking firms and family-owned businesses. Joe is skilled at seamlessly guiding clients through public offerings, securities compliance, buying/selling public/private companies, and venture financings as well as through a variety of early- and late-stage public/private equity and debt financings. He also regularly advises boards of public and private companies on governance and other matters. Joe arms himself with the requisite business acumen in specific industries—technology, life sciences, media and entertainment, sports and hospitality—in order to provide the necessary practical advice that gets the deal done. In addition to significant international experience, he has experience representing entrepreneurs and investors, startup and emerging companies, and PE/VC funds through all phases of the investment process. Joe is Chapter President and a board member of ACG and is listed as a Best Lawyer in America. He received his JD from the University of Connecticut and his BA from Tufts University.

Craig M. DeDomenico
Craig is a Managing Director in Equity Capital Markets Origination for Stifel with responsibilities in both Industrial related and select growth verticals. He also leads the convertible capital markets business.
 



MODERATOR

Hitesh Shah
Hitesh has over 25 years of experience spanning startup through venture financing and eventual M&A exits in multiple high technology companies. In depth experience in people management, finance, venture capital, business development, product management, business planning and customer service. Hitesh has raised over $100M in venture capital for four different startups.

Hitesh has served in multiple executive roles as CFO, COO and CEO. Prior to joining BDO, Hitesh was the Chief Operating Officer at Solum an Andreessen Horowitz, Khosla Ventures and Google Ventures funded company which was acquired by Monsanto. Hitesh also served as CEO and COO at Fat Spaniel Technologies acquired by Power-One and CFO at iPolicy Networks which was acquired by Tech Mahindra in India.