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What Asset Management Professionals Need to Know About System and Organization Controls Reports

May 05, 2022
2:00 PM to 3:00 PM EST

Kathleen Bajart
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  • Summary
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In recent years, with the introduction of new privacy laws, the Asset Management sector has been dealing with increased regulatory scrutiny around security, availability, processing integrity, confidentiality, and privacy surrounding customers’ data. Asset Managers are also under increased pressure to demonstrate that they are managing cybersecurity threats and have effective controls to detect, respond to, and mitigate security events.

Third-party risk management related to the outsourcing of business and information technology functions is also a major concern as Asset Management firms have a responsibility to properly research and monitor service organizations prior to onboarding, and to establish a vendor risk assessment process.
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