• Broker Dealers

    In an environment marked by new regulations and heightened
    scrutiny, BDO helps clients navigate changes and meet challenges.

Guiding clients through complexity.

In response to recent regulatory changes, financial services firms must constantly adjust operations and retool infrastructure in order to meet the demands of new requirements.
BDO’s Broker Dealer Practice understands the unique and complex issues our clients face in this shifting regulatory environment. Our dedicated professionals possess the skill set to meet the unique assurance, tax, and consulting requirements broker-dealer confront, while staying in tune with the latest PCAOB pronouncements and requirements.