Whistleblowing: Responding to the Race to Report |
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Presented as part of BDO USA, LLP's
SM series, the Ac’sense 2011 Whistleblowing: Responding to the Race to Report webinar continues our tradition of lending a helping hand to financial management and audit committees to stay on top of today's hot topics and developments.
This event is intended for our valued clients and contacts, including audit committees, board members, management, finance and compliance professionals of both public companies and private companies.
The presentation will be delivered by Anthony Lendez, Partner and Nicole Sliger, Director of BDO Consulting in partnership with Adele Hogan, Partner with the law firm Cadwalader, Wickersham & Taft, LLP and Luis Ramos, CEO of The Network Inc., a leading provider of governance, risk and compliance solutions and services. Specifically, this program will review the Dodd-Frank Act’s whistleblower provisions and the SEC’s proposed rules relating to whistleblowers; evaluate potential effects on current ethics and compliance programs and discuss how companies may enhance their existing internal reporting mechanisms in response to the new legislation.
Learning Objectives:
- Review the Dodd-Frank Act’s whistleblower provisions, proposed SEC rules, some criticisms of the proposed rules, and the related amendments to the U.S. Sentencing Guidelines
- Discuss the impact on companies’ compliance/ethics programs, boards and audit committees, and employees
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Provide practical guidance on how to enhance current ethics and compliance programs in response to the new legislation to:
- Encourage early internal reporting of potential wrongdoing
- Enable companies to conduct thorough and timely investigations of allegations
- Assist with prudent decisions regarding self-reporting
Delivery: The 2 hour webinar will be delivered via the BDO Online CPE Network. See below for important registration instructions.
Self Study Option: If you missed the live webcast, you may access a CPE-worthy self-study course by clicking on the following link and entering as "BDO Clients & Invited Guests."
Click here to Register
Presentation Handout Materials: Ac'sense 2011 Dodd-Frank Whistleblower Provisions for Participants
Program Level: Advanced
CPE: 2 credits in the field Specialized Knowledge and Applications with a specialization in Regulatory Ethics
Prerequisites and Advanced Preparation: None
CPE Certificates: Continuing Professional Education credit is available for those who have registered for and participated for the entire webinar (including being logged in for the duration of the webinar and being responsive to ALL polling questions).
For further information on other Ac'sense programs, please visit www.bdo.com/acsense
Any questions may be submitted to acsense@bdo.com
BDO USA, LLP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN, 37219-2417. Website: www.nasba.org




